The training is web-based and includes interactive learning that features films lectures, animated fact sequences and a variety of exercises. During the training, you will learn, among other things, what areas need analysis, information and documentation, good counselling and duty to dissuade.
The goal of this training is to teach you what you need to do to comply with applicable laws and regulations in financial advisory services.
The course takes about 45 minutes to complete. You will also finish with an interactive test. Once you have passed the test, you can print a certificate of completion.
Who is this for?
The training is aimed at people who work in investment advice or life insurance brokerage. You should know and be able to apply the investment advice requirements set out in the Securities Market Act (2007: 528) and the Danish Financial Advisory Board (2003: 862), and the Financial Supervisory Authority's Securities Movement Regulations FFFS 2017: 2.
- When is it investment consulting?
- Conflicts of interest
- Good advice
Laws and regulations
- Laws that guide counselling
- Regulatory agencies
- How to make a proper assessment
- Appropriate and passport assessment
Information and documentation requirements
- Requirements for documentation to the customer
- Documentation in connection with advice
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